Securities Market Regulations – Anti Money Laundering Perspective

The School for Regulatory Studies & Supervision organised a program on “Securities Market Regulations – Anti Money Laundering Perspective” in February, 2013 that was attended by 42 officers from SEBI and Enforcement Directorate. It was inaugurated by Shri Sunil Sawhney, Special Director, Enforcement Directoratein a function attended by Shri P K Nagpal, then Director, NISM, Shri Samir Bajaj, Joint Director, Enforcement Directorate and Shri K Sukumaran, Dean, SIEFL & SRSS, NISM. Some of the important topics covered in the program were, Regulatory Environment in Securities Market, Regulations under FEMA as relevant to securities market, Foreign Investments by FIIs/QFIs, AML and KYC Issues, etc. The programme came to an end with valedictory session attended by Shri G P Garg, Registrar, NISM.

Participants of the programme SECURITIES MARKET REGULATIONS – ANTI MONEY LAUNDERING PERSPECTIVE