About SME Listing and Compliance

SMEs (Small and Medium Enterprises) play an important role in driving innovation, creating employment, and contributing to the country’s GDP. As they want to expand their horizon by opting for public listing, comprehensive understand of the listing process is essential. The intricacies of regulatory frameworks, disclosure norms, and corporate governance standards are crucial elements that influence the success of SMEs in the capital market. Acquiring knowledge in SME listing and compliances helps entrepreneurs and professionals to navigate these complexities.

Learn the intricacies of SME listing and compliance with a curriculum designed by industry experts that gives insights into the Benefits of Listing, Eligibility and Pre-Requisites, IPO Process, Post Listing Compliances, and Challenges and Risk for SMEs.

Certificate: Earn a Certificate upon successful completion

Flexible Timeline: Learn in accordance with your schedule

100% Online: Start now and learn from anywhere

Learning Hours: Approximately 3 hours to complete.

Learning Medium: English

Who should take this course

• Entrepreneurs and SME Owners
• Financial and Legal Professionals
• Compliance Officers
• Investment Advisors
• Investment Bankers
• Anyone Interested in SME Listing Processes

Course Content

This course will help you understand the regulatory compliance, disclosure norms, and corporate governance standards essential for SMEs seeking to list on exchanges. Key modules include:
• Benefits of Listing on SME platforms of NSE and BSE
• Eligibility, Requirements, and SEBI Regulations
• Due Diligence and Documentation for Listing
• Post Listing Compliance Requirements
• Common Challenges faced by SMEs

Learning Hours and Access Period

This course has approximately 3 hours of learning content including videos, module quizzes, and assessments. To complete the course, you will be given access to the course content for 30 days from the date of your registration. If you are not able to complete the course within the access period of 30 days, you can re-register for the course and start from the beginning.

Assessment and Certificate

Candidates will be tested through an online Multiple-Choice Question-based assessment of 30 minutes immediately after the course. Candidates will need to score a minimum 60% in the online assessment to earn the certification. After successfully passing the assessment, candidate will be able to download the course Certificate.

Course Fee

The course fee is Rs. 1200 plus applicable taxes per candidate.

FAQs

1. How to register for the course?
To register for the course, click on the register button on the top right corner, next to FAQs.

2. How to pay the course fee?
During the registration, you will be prompted to pay online using Net Banking, Debit or Credit Cards, UPI, and Wallets.

3. What is the duration of the course?
The course has approximately 3 learning hours of content.

4. What is the access period for the course?
You will get access to the course content for 30 days from the date of your registration.

5. What if I am unable to complete the course within 30 days?
If you are not able to complete the course within the access period of 30 days, you can re-register for the course and start from the beginning.

6. Can I access the content in my mobile?
Yes, the course can be accessed through the mobile devices.

7. Can I download the content?
No, it cannot be downloaded.

8 .Is there any proctored examination for this course?
No. However, there will be an end course MCQ type assessment.

9. Are there any passing criteria for this assessment?
A minimum of 60% marks is required to pass the assessment.

10. How will I get my certificate?
After successfully completing the course, you will be able to download the course Certificate.

11. How to get more information regarding this course?
For more information you can download the course prospectus, email elearning@nism.ac.in or call 02192-668492/93

Download Brochure

Contact Us

Helpdesk: 02192-668492/8493

Timings: Monday to Friday 9:30 AM till 5:30 PM

(Helpdesk will remain closed on public holidays).

Email: elearning@nism.ac.in