Workshop on “Understanding Trading In Equity Markets Investigator Perspective”

March 22-23, 2018 NISM Bhavan, Navi Mumbai

SRSS had conducted two day workshop on “Understanding Trading In Equity Markets Investigator Perspective” on March 22-23,2018 at NISM Bhavan Vashi, Navi Mumbai. Around 16 SEBI officers have attended the Programme. The programme was inaugurated by Mr. G.P Garg, Registrar, NISM.

The objective of the workshop was to enable the participants to:

  • Understand the trading operations .
  • Exercise and learn the nuances of placing orders.
  • Concepts related to order and trade management .
  • Client level risk management in the markets.

The Programme was a blend of theory and hands on session. Topics covered during Workshop were:

  • Microstructure- Overview- quote driven and order driven markets, trading operations. Basic Concepts: order matching process and trade execution.
  • Clearing and Settlement operations .
  • Trading Manipulations and Market Surveillance.
  • Machine learning for fraud detection .
  • Analysing surveillance data for trading pattern- Feedback and conclusions.

Hands on Session :

  • Trading using NEAT Trader Work station , understanding order and trade management.
  • Queries, reports, activity logs available on the trader workstations.
  • Case exercise- stock market manipulation.

Sessions were Taken By:

  • Sijo Eluvathingal .
  • Avishkar Naik
  • Dr Latha Chari (Professor , NISM)
  • Meraj Inamdar(Lecturer, NISM)

Certificate of Participation was issued to all the participants at the end of the programme.The programme was well received and highly appreciated by the participants.