Programme on ‘Understanding Securities Laws’ for Officer-Trainees of December 31, 2018 – January 11, 2019 | NISM Campus, Patalganga
NISM has conducted a 2-week programme for ICLS Officer – Trainees on ‘Understanding Securities Laws’. The program was hosted at NISM Patalganga Campus during December 31, 2018 to January 11, 2019. This training programme was intended to provide exposure about Securities Markets Laws as well as current market scenario to the ICLS Trainee – Officers.
The programme was inaugurated by Dr. (Mrs.) Mr. Thenmozhi, Director, NISM followed by the welcome speech from Mr. Jitendra Kumar, Programme Director, NISM.
The following topics/areas were covered during 2-week programme:
| Topics/Areas | Faculty |
| Programme Outline and Brief Presentation on NISM | Mr. Jitendra Kumar, Member of Faculty, NISM |
| Evolution of Indian Securities Markets & Regulations | Mr. Jitendra Kumar, Member of Faculty, NISM |
| Indian Primary Market and Public Issues of Securities | Mr. Pranjal Srivastav, Consultant |
| Indian Secondary Markets | Dr. Nitin Tike, SVP, NISM |
| Power and functions of SEBI | Mr. Jitendra Kumar, Member of Faculty, NISM |
| Products in Indian Securities Market | Mr. Vishal Shukla, Member of Faculty, NISM |
| Basic Derivatives – Equity | Mr. Jainedra Shandilya, Associate Professor, NISM |
| Fixed Income Securities | Mr. Abhay Nagale, Associate Professor, NISM |
| Trading in Simulated Environment at Finance Lab of NISM | Dr. Latha Chari and Team, NISM |
| Investor Education and Protection in Financial Market | Mr. Jitendra Kumar, Member of Faculty, NISM |
| CIS and Deemed Public Issue | M. Krishnamoorthy, Member of Faculty,NISM |
| Enforcement and Appellate Provision | Mr. Jeevan Sonparote, CGM, SEBI |
| Mutual Funds | Mr. Piyush Gupta, CGM, SEBI |
| Alternative Investment Fund | Mr. Archit Lohia, CFA and Trainer |
| Investigation Related to Securities Marker Violations | Mr. V. S. Sundaresan, CGM, SEBI |
| Insider Trading in Case Lodge | Mr. V. S. Sundaresan, CGM, SEBI |
| Recovery and Prosecution at SEBI | Mr. V. S. Sundaresan, CGM, SEBI |
| Case Lodge Related to Recovery | Mr. V. S. Sundaresan, CGM, SEBI |
| Comparison between India and US Securities Law | Mr. Rajesh Kumar, Associate Professor, NISM |
| Surveillance at SEBI | Mr. Sunil Kadam, Registrar, NISM |
| National Pension Scheme (NPS) | Mr. Balram Bhagat, CEO, UTI Retirement Solutions Limited |
| Fund Management and Functioning of Mutual Fund | Mr. Vivek Maheshwari, Compliance Officer & Head Risk Management, UTI AMC Limited |
| Ethics and Globalization | Prof. SNV Sivakumar, ACP, SIMSAR |
| Risk Management & Market Infrastructure Institutes | Mr. Sanjay Purao, GM, SEBI |
| Behavioural Finance | Mr. Jitendra Kumar, Member of Faculty, NISM |
| Investigation & Supervision by the Exchanges | Mr. Dinesh Kumar Soni, VP, NSE |
| Algo & HFT | Mr. Harjeet Singh, MD at EduEdgePro Pvt. Ltd. |
| Surveillance of listed companies by the Exchange | Mr. Hiren Thakkar, Sr. Manager – Investigation & Surveillance, NSE |
| Valedictory Ceremony | Mrs. Anjali Bhawra, Additional Secretary, Ministry of Corporate Affairs and Mr. Sanjay Kumar Gupta, Director, ICLS |
| Prosecution and Recovery | Mr. D. V. Shekar, GM, SEBI |
| Case Laws | Mr. D. V. Shekar, GM, SEBI |
| Financial Planning | Mr. Jitendra Kumar, Member of Faculty, NISM |
The exposure visits to MCX and BSE were also arranged in order to give all trainees on-hand experience and knowledge about functioning of stock & commodities exchanges and derivatives.
All the participants were given a copy of group photograph, course material and books of Securities Market Foundation and SEBI Bare Act.
On the second last day of programme, Mrs. Anjali Bhawra, Additional Secretary, Ministry of Corporate Affairs and Mr. Sanjay Kumar Gupta, Director, ICLS joined all trainees in the classroom sessions to know their feedback on training programme by NISM. All participants were awarded with the Certificate of Participation by these two chief guests in presence of Dr. (Mrs.) Thenmozhi, Director, NISM and Mr. Sunil Kadam, Registrar, NISM. As per the verbal as well as formal feedback, the training program was liked and appreciated by all participants.
