Programme on ‘Understanding Indian Securities Markets’ for Senior Officers of ICLS May 31 – June 2, 2019 | NISM Campus, Patalganga
NISM has conducted 3 days Programme on ‘Understanding Indian Securities Markets’ for Senior Officers of ICLS during May 31 – June 2, 2019 at NISM Campus, Patalganga. The programme was inaugurated by Shri G. Mahalingam, WTM, SEBI and Dr. M. Thenmozhi, Director, NISM. The overview of training programme was given by Mr. Jitendra Kumar, Member of Faculty & Programme Director, NISM. A total of 20 Senior Officers of ICLS have attended the programme.
The programme was aimed to make the participants aware about various types of securities market manipulation/frauds, detailed processes of Investigations, Enforcement at SEBI, case laws related to investigation matters, etc.
The programme was a blend of classroom & Hands on sessions. The following areas/topics were covered:
| Topic | Faculty |
| Inaugural & Regulation of Financial Market: Development & Challenges | Shri G. Mahalingam, WTM, SEBI |
| Understanding Indian Securities Markets | Dr. V. R. Narasimhan, Dean – SRSS & SCG, NISM |
| Power & Functions of SEBI | Mr. Jitendra Kumar, Member of Faculty, NISM |
| Secondary Markets: Trading, Clearing & Settlement | Mr. Bireshwar Chatterjee, VP & Head Western Region – Regulatory, NSE |
| Primary Markets & SEBI (ICDR) Regulations | Ms. Yogita Jadhav, DGM, SEBI |
| Surveillance of Securities Markets | Mr. Sunil Kadam, Registrar, NISM |
| Investigation of FUTP Violations and Insider Trading | Mr. V S Sundaresan, CGM, SEBI |
| • Case Laws of PFUTP & Insider Trading • Reference/Coordination with other agencies | Mr. V S Sundaresan, CGM, SEBI |
| Enforcement: Enquiry & Adjudication | Mr. Jeevan Sonparote, CGM, SEBI |
| Mergers, Acquisitions & Takeovers | Mr. Yogesh Chande, Partner, Shardul Amarchand Mangaldas, Advocates & Solicitors |
| Financial Planning | Mr. Jitendra Kumar, Member of Faculty, NISM |
| Corporate Governance and LODR | Dr. V. R. Narasimhan, Dean – SRSS & SCG, NISM |
We have also organised a musical evening and karaoke during the programme.
The valedictory was done by Dr. M. Thenmozhi, Director, NISM and Dr V. R. Narasimhan, Dean – SRSS & SCG, NISM. All the participants were awarded Certificate of Participation.
