10th Nov 2014
Program on “Stock Broker Operations”
NISM had organized a program on “Stock Broker Operations” on November 7-8, 2014 for employees of Angel Broking Private Limited. The program covered the topics on KYC and Client On-boarding, Trading, Clearing, Funds and Securities Settlement, Dispute resolution and also Compliances and Reporting.
![](https://www.nism.ac.in/images/News/Stock%20Broker%20Operations.jpg)
The objective of this program was to enhance the knowledge levels and skills of professionals who handle KYC and other Client On-boarding documentations; and are engaged in activities related to Trading, Clearing, Funds and Securities Settlement, Dispute resolution; and those related to Compliances and Reporting
The program was well received by the participants working in the various operational areas from Angel Broking Private Limited.