Curriculum-Social Impact Assessors

CHAPTER 1: INTRODUCTION TO SOCIAL SECTOR AND INDIAN FINANCIAL MARKETS

Section – I Social Sector in India

  1. Overview of Social Sector in India
  2. Sustainable Development Goals (SDGs)
  3. Concept of Social Enterprises (SE)
  4. Taxonomy related to Social Enterprises
  5. Social Intervention
  6. International standards applicable for social development
  7. Challenges of comparability faced by social sector organisations
  8. Social Sector Landscape in India
  9. Social Sector Inequities

 

Section – II Indian Financial Markets

  1. Indian Financial Markets
  2. Type of Securities

 

CHAPTER 2: INTRODUCTION TO TRADING, CLEARING, SETTLEMENT AND RISK MANAGEMENT ON STOCK EXCHANGES

  1. Trading Mechanism
  2. Clearing, Settlement and Risk management

 

CHAPTER 3: SOCIAL STOCK EXCHANGE: INTRODUCTION, FUNDING STRUCTURES AND INSTRUMENTS

  1. Concept of Social Stock Exchange
  2. Stakeholders of Social Stock Exchange
  3. Funding Structures

 

CHAPTER 4: REGISTRATION AND LISTING ON SOCIAL STOCK EXCHANGES

  1. Registration process on Social Stock Exchanges
  2. Rights, Obligations and Disclosures Document
  3. Key Listing Guidelines

 

CHAPTER 5: SOCIAL IMPACT ASSESSMENT AND SOCIAL IMPACT ASSESSORS

  1. Evolution of Social Impact Assessment
  2. Principles of Impact Assessment
  3. Social Impact Assessors
  4. Social Impact Assessment (Audit) Standards
  5. List of Social Impact Assessment (Audit) Standards (SAS)
  6. Social Impact Assessment Standard (SAS) Framework
  7. Social Impact Assessment Process
  8. Impact Assessment Evidence
  9. Social Impact Assessment Engagement
  10. Social Impact Assessment Quality Control for Social Impact Assessor/ Audit firm
  11. Field level research agency and/or subject matter experts
  12. Challenges related to Social Impact Assessment
  13. Use of Technology in Social Impact Assessment
  14. Social Impact Assessment Report
  15. Impact Assessment Conclusions

 

CHAPTER 6: SOCIAL IMPACT ASSESSMENT FRAMEWORKS, TECHNIQUES AND STANDARDS

  1. Introduction to Social Impact Assessment Frameworks
  2. The flow of Project/ Program design under Logic Model
  3. Other Guidelines and Tools for Impact Assessment

 

CHAPTER 7: SOCIAL IMPACT ASSESSMENT

  1. Social Impact Assessment
  2. Different organisational models for structuring evaluation
  3. Impact Reporting
  4. Issues or Challenges in conducting SIA

 

CHAPTER 8: SOCIAL IMPACT ASSESSMENT (CASE STUDIES)

  1. Case Study on Draft Social impact assessment Standard (SAS) 500: Ensuring environmental sustainability, addressing climate change including mitigation and adaptation, forest and wildlife conservation
  2. Case Study on Draft Social impact assessment Standard (SAS) 200: Promoting health care including mental healthcare, sanitation and making available safe drinking water
  3. Case Study on Draft Social impact assessment Standard (SAS) 400: Promoting gender equality, empowerment of women and LGBTQIA+ communities
  4. Case Study on Draft Social Impact Assessment Standard (SAS) 1300: Promotion of Financial Inclusion
  5. Case study on Affordable Housing on Draft Social Impact Assessment Standard (SAS) 1100: Slum area development, affordable housing and other interventions to build sustainable and resilient cities

 

CHAPTER 9: DISCLOSURE NORMS, REPORTING REQUIREMENTS BY SOCIAL IMPACT ASSESSOR AND PENALTIES

  1. Disclosures as per SEBI ICDR Regulations
  2. Disclosures norms under SEBI LODR Regulations
  3. Penalties as per the SEBI Act, 1992
  4. Different books to be maintained as per SC(R)R, 1957

 

CHAPTER 10: TAXATION

  1. Introduction
  2. Securities Transaction Tax
  3. Deduction under section 80G of Income Tax Act
  4. Exemptions for Social Enterprises

 

CHAPTER 11: KEY REGULATIONS

  1. Securities Contracts Regulation Act (SCRA 1956)
  2. SEBI Act 1992
  3. Depositories Act, 1996
  4. SEBI (Stock Broker) Regulation, 1992
  5. SEBI (Prohibition of Insider Trading) Regulations, 2015
  6. Prevention of Money-Laundering Act, 2002
  7. SEBI Prevention of Fraudulent and Unfair Trade Practices Regulations, 2003