About Broking Operations Management (BOM)
If you are looking for a role as a broking operations executive or already working as one, this course will help you understand the entire trading lifecycle from the point of trade execution to clearing and settlement. You will also learn how the trading and settlement process is related to other aspects of broking operations such as margins, risk management, and regulatory reporting.
Certificate: Earn a Certificate upon successful completion
Flexible Timeline: Learn in accordance with your schedule
100% Online: Start now and learn from anywhere
Learning Hours: Approximately 5 hours to complete.
Learning Medium: English
Who should take this course?
• Entry level executives working with brokerage firms
• Candidates looking for a role as a broking operations executive
• Students aspiring for a career in finance and want to understand broking operations
Course Content
The focus of this course is to help you understand the trading and settlement process, role of clearing corporations, the concept of margins and risk management, record keeping and regulatory compliance. Key modules include:
- Introduction to Broking Operations
- Clearing and Settlement Process
- Risk Management and Regulatory Compliance
For details, download the course prospectus.
Learning Hours, Access Period, and Certificate
This course has approximately 5 hours of learning content including videos, pdf content, module quizzes and assessments. To complete the course, you will be given access to the course content for 30 days from the date of your registration. If you are not able to complete the course within the access period of 30 days, you can re-register for the course and start from the beginning. After successfully completing the modules, you will be able to download the course Certificate.
Image of a sample certificate
Course Fee
The course fee is Rs. 1200 plus applicable taxes per candidate.
FAQs
1. How to register for the course?
To register for the course, click on the register button on the top right corner, next to FAQs.
2. How to pay the course fee?
During the registration, you will be prompted to pay online using Net Banking, Debit or Credit Cards, UPI, and Wallets.
3. What is the duration of the course?
The course has approximately 5 learning hours of content.
4. What is the access period for the course?
You will get access to the course content for 30 days from the date of your registration.
5. What if I am unable to complete the course within 30 days?
If you are not able to complete the course within the access period of 30 days, you can re-register for the course and start from the beginning.
6. Can I access the content in my mobile?
Yes, the course can be accessed through the mobile devices.
7. Can I download the content?
No, it cannot be downloaded.
8. How will I get my certificate?
After successfully completing the course, you will be able to download the course Certificate.
Helpdesk: 02192-668492/8493
Email: elearning@nism.ac.in