Type I:

Any person who has appeared for the NISM-series-II-B: Registrars to an Issue and Share Transfer Agents – Mutual Funds Certification Examination/ NISM RTA – Mutual Funds CPE and the certificate for such examination/  NISM RTA Mutual Funds CPE is still valid may appear for NISM RTA – Mutual Funds CPE on submission of required documents.

Type II (a):

Any person who has attained the age of 50 years as on September 4, 2009, whether holding or not holding certificate the NISM-series-II-B: Registrars to an Issue and Share Transfer Agents - Mutual Funds Certification Examination/ NISM RTA – Mutual Funds CPE may appear for NISM RTA – Mutual Funds CPE on submission of required documents.

Type II (b):

Any person having at least 10 years of relevant work experience in the activities as mentioned in SEBI Notification No. LAD-NRO/GN/ 2009-10/18/175577, as on September 4, 2009, whether holding or not holding a certificate for the NISM-series-II-B: Registrars to an Issue and Share Transfer Agents – Mutual Funds Certification Examination/ NISM RTA – Mutual Funds CPE, may appear for NISM RTA – Mutual Funds CPE on submission of required documents.

Documents Needed : For all Types the photocopy of the following documents need to be submitted

Please note that candidates are required to CARRY IN ORIGINAL the above mentioned documents (as listed for each Type) to the CPE venue on both days for verification in order to obtain admission to NISM RTA – Mutual Funds CPE, except acknowledgement of participation in Day 1 of the CPE Program which should be presented only on Day 2 of the CPE program.