Sr No.

Securities Operations and Risk Management

Hours

1

Introduction to the Securities Market

3

2

Market Participants in the Securities Market

3

3

Introduction to the Securities Broking Operations

2

4

Risk Management

3

5

Clearing Process

3

6

Settlement Process

3

7

Investor Grievances and Arbitration

2

8

Other Services Provided by Brokers

2

9

Revision and Mock Test

4

Sr No.

Investment Advisor (Level 1)

Hours

1

Introduction to Indian Financial Market

2

2

Mutual Funds

2

3

Investment Products

3

4

Measuring Investment Returns

3

5

Concept of Financial Planning

3

6

Asset Allocation

2

7

Insurance Planning

3

8

Retirement Planning

2

9

Tax and Estate Planning

3

10

Regulatory Environment and Ethical Issues

2

11

Revision and Mock Test

8

Sr No.

Research Analyst

Hours

1

Introduction to Research Analyst

2

2

Terminology in Equity and Debt Markets

2

3

Fundamentals of Research

3

4

Economic Analysis

2

5

Industry Analysis

2

6

Company Analysis – Qualitative Dimensions

3

7

Company Analysis – Quantitative Dimensions

3

8

Corporate Actions

2

9

Valuation Principles

2

10

Qualities of a good Research Report

2

11

Legal and Regulatory Environment

2

12

Revision and Mock Test

9

Sr No.

Simulations and NISM examinations

Hours

1

Simulation training

6

2

NISM certifications three examinations

6

NISM Events

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