PGDM 311017

PGDQF3110117

pgpsm final

CSL311017

Sr No.

Mutual Fund Distributors

Hours

1

Concept and Role of a Mutual Fund

2

2

Fund Structure and Constituents

2

3

Legal and Regulatory Environment

3

4

Offer Document

3

5

Fund Distribution and Sales Practices

3

6

Accounting, Valuation and Taxation

2

7

Risk, Return and Performance of Funds

3

8

Scheme Selection

2

9

Selecting the Right Investment products for Investors

3

10

Helping Investors with Financial Planning

2

11

Recommending Model Portfolios and Financial Plans

4

12

Revision and Mock Test

4

Sr No.

Securities Operations and Risk Management

Hours

1

Introduction to the Securities Market

3

2

Market Participants in the Securities Market

3

3

Introduction to the Securities Broking Operations

2

4

Risk Management

3

5

Clearing Process

3

6

Settlement Process

3

7

Investor Grievances and Arbitration

2

8

Other Services Provided by Brokers

2

9

Revision and Mock Test

4

Sr No.

Research Analyst

Hours

1

Introduction to Research Analyst

2

2

Terminology in Equity and Debt Markets

2

3

Fundamentals of Research

3

4

Economic Analysis

2

5

Industry Analysis

2

6

Company Analysis – Qualitative Dimensions

3

7

Company Analysis – Quantitative Dimensions

3

8

Corporate Actions

2

9

Valuation Principles

2

10

Qualities of a good Research Report

2

11

Legal and Regulatory Environment

2

12

Revision and Mock Test

9

Sr No.

Simulations and NISM examinations

Hours

1

Simulation training

6

2

NISM certifications three examinations

6

NISM Events

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