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Training Programme on InvestigationFor SEBI Officers

September 07-08, 2018 | NISM Campus, Patalganga

 

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A Programme on ‘Investigation’ for SEBI Officers was held during September 07-08, 2018 at NISM Campus, Patalganga. A total of 59 Officers of IVD Department including Division Chiefs, SEBI attended the programme.

 

The programme was inaugurated by Dr. M. Thenmozhi, Director, NISM and Mr. V. S. Sundaresan, CGM & HOD-IVD, SEBI.

 

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Mr. Jitendra Kumar, Member of Faculty, NISM was the Programme coordinator.

 

The topics covered, among others, are as follows:

  1. Overview of Integration – Background, Purpose, Benefits, Way forward
  2. Profile/functions of integrated IVD
  3. Securities Market Fraud – Overview
  4. Joint Scrutiny Committee Workflow
  5. Preliminary Examination – ISD-1 Manual, Processes, SOP etc.
  6. Preliminary Examination –CFD- Manual, Processes, SOP etc.
  7. Process of detailed Investigation
  8. Familiarization session on DWBIS/12*
  9. Familiarization session on MS Excel- common scenarios
  10. Basic Do’s and Don’ts of Investigation

 

A musical evening was also organized in the evening on September 07, 2018. The valedictory session was done by Mr. V. S. Sundaresan, CGM, SEBI.

 

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All the participants and faculty members were given a copy of group photograph and a book titled ‘The Art of Living’ by Norman Vincent Peale.

 

 

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