Workshop on ‘Role of Compliance Officers of Listed Companies
November 17-18, 2017 | NISM Bhavan, Navi Mumbai
National Institute of Securities Markets (NISM) in association with the Institute of Company Secretaries of India-Centre for Corporate Governance Research and Training (ICSI-CCGRT) had conducted a two-days Workshop on ‘Role of Compliance Officers of Listed Companies’ on November 17-18, 2017 at NISM Bhavan, Navi Mumbai.
The objective of this workshop was to provide a better and deeper understanding of the compliance requirements of listed companies as envisaged under the SEBI Regulations and the Companies Act, 2013. The programme also aimed at updating the participants on the current developments in the compliance space through a practical approach.
The Workshop was inaugurated by Shri. Sandip Ghose, Director, NISM.
Shri M. Krishnamoorthy, Member of Faculty, NISM, was the Programme Director.
The topics/areas covered in the programme were as under:
Role of Compliance Officers under Securities Law
Issuer’s compliance requirements under :
SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009
SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
SEBI (Substantial Acquisition of Shares and Takeovers) Regulations 2011
Companies Act, 2013
Recent Developments in Corporate Governance space
The Sessions were handled by experts and practitioners of Capital Markets viz:
Ms. Neelam Bhardwaj, Ex-General Manager, SEBI and Independent consultant
Ms. Shaileshri Bhaskar, CS Practitioner
CS. Mr. Narayan Shankar, EVP and Company Secretary, Mahindra and Mahindra
Ms Nila S Khanolkar, Asst. General Manager, SEBI
Certificate of Participation was issued to all the participants at the end of the programme.