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National Institute of Securities Markets
Communiqué/Press Release
 
 
NISM-Series-XIV: Internal Auditors for Stock Brokers Certification Examination
NISM/Certification/Series-XIV: Internal Auditors/2015/01 dated June 19, 2015

In exercise of the powers conferred by sub-regulation (3) of regulation 7 of the Securities and Exchange Board of India (Certification of Associated Persons in Securities Markets) Regulations 2007, National Institute of Securities Markets (NISM) in consultation with the Securities and Exchange Board of India hereby specifies the NISM-Series-XIV: Internal Auditors for Stock Brokers Certification Examination as the requisite standardfor Auditors (who are chartered accountants, company secretaries or cost and management accountants as mentioned in SEBI Circular no. MRD/DMS/Cir-29/2008 dated October 21, 2008) and/or its employees or partners signing the internal audit report.

The NISM-Series-XIV: Internal Auditors for Stock BrokersCertification Examination, offered by NISM, will be available from July 20, 2015.

Details of NISM-Series-XIV: Internal Auditors for Stock BrokersCertification Examination, are given in Annexure-I and Annexure-II attached to this communiqué/press release.

The text of these Annexures and the registration details are available at www.nism.ac.in.

                    

G. P. Garg
Registrar
National Institute of Securities Markets
 

Copy to:

  1. Executive Director, MIRSD, SEBI

Enclosures: Annexure I and  Annexure II

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